Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations. Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.
View enforcement actions and warnings
- To locate information for an individual or organization, use the search field or filters.
- When the results appear, select a name from the table to view details.
| Name | Type | License Type | License # | Sector | Related Files | Status | Notice Date |
|---|---|---|---|---|---|---|---|
| Higginson Equipment Inc. | Enforcement Action | Pension Plan Employer | Pensions | Yes | Ongoing | 11-27-2025 | |
| Higginson Equipment Inc. | Enforcement Action | Pension Plan Sponsor | Pensions | Yes | Ongoing | 11-27-2025 | |
| Higginson Equipment Inc. | Enforcement Action | Pension Plan Administrator | Pensions | Yes | Ongoing | 11-27-2025 | |
| Gurpreet Singh Ghuman | Enforcement Action | Unlicensed | Life and Health Insurance | Yes | Concluded | 11-13-2025 | |
| Hardeep Minhas | Enforcement Action | Insurance Agent | 17163861 | Life and Health Insurance | No | Ongoing | 10-31-2025 |
| Ron Goodfellow | Enforcement Action | Mortgage Agent | M08000172 | Mortgage Brokering | No | Concluded | 10-29-2025 |
| 2382314 Ontario Inc. o/a Mortgage Bridge Canada | Enforcement Action | Mortgage Administrator | 12426 | Mortgage Brokering | Yes | Concluded | 10-22-2025 |
| 5015977 Ontario Inc. | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Concluded | 10-22-2025 | |
| Bruce Rene Kotis | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Concluded | 10-22-2025 | |
| Gyula “George” “Julien” Zambok | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Concluded | 10-22-2025 |
