Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations. Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.
View enforcement actions and warnings
- To locate information for an individual or organization, use the search field or filters.
- When the results appear, select a name from the table to view details.
| Name | Type | License Type | License # | Sector | Related Files | Status | Notice Date |
|---|---|---|---|---|---|---|---|
| Carlos Daumier De Zayas Benitez | Enforcement Action | Unlicensed | Life and Health Insurance | Yes | Ongoing | 10-06-2025 | |
| Daumier Financial Services Inc. o/a Daumier Financial Services Ltd. | Enforcement Action | Unlicensed | Insurance | Yes | Ongoing | 10-06-2025 | |
| Liset Jimenez Rodriguez | Enforcement Action | Unlicensed | Life and Health Insurance | Yes | Ongoing | 10-06-2025 | |
| Derek Chapman | Enforcement Action | Insurance Agent | 94023348 | Insurance | No | Ongoing | 09-22-2025 |
| Anatolii Stoliar | Enforcement Action | Unlicensed | Auto Insurance | Yes | Concluded | 09-18-2025 | |
| Kostyantyn Poshtarenko | Enforcement Action | Unlicensed | Auto Insurance | Yes | Concluded | 09-18-2025 | |
| Ocean West Financial Group Inc. | Enforcement Action | Unlicensed | Insurance | Yes | Ongoing | 09-16-2025 | |
| Daniel George Gordon | Enforcement Action | Unlicensed | Life and Health Insurance | Yes | Concluded | 09-04-2025 | |
| Gordon Wealth Management Limited | Enforcement Action | Unlicensed | Life and Health Insurance | Yes | Concluded | 09-04-2025 | |
| Abdul Khalik | Enforcement Action | Mortgage Agent | M18002582 | Mortgage Brokering | No | Concluded | 09-03-2025 |
