Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations. Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.
View enforcement actions and warnings
- To locate information for an individual or organization, use the search field or filters.
- When the results appear, select a name from the table to view details.
| Name | Type | License Type | License # | Sector | Related Files | Status | Notice Date |
|---|---|---|---|---|---|---|---|
| Andrew White | Enforcement Action | Unlicensed | Mortgage Brokering | No | Ongoing | 08-27-2025 | |
| Shawn Leonard Ruccia | Enforcement Action | Mortgage Agent | M21003001 | Mortgage Brokering | No | Ongoing | 08-22-2025 |
| Viviana Prentice | Enforcement Action | Mortgage Agent | M08010314 | Mortgage Brokering | No | Concluded | 08-15-2025 |
| Ishaan Ahuja | Enforcement Action | Insurance Agent | 18165438 | Insurance | No | Concluded | 08-12-2025 |
| Expert Financial Corp. | Enforcement Action | Mortgage Brokerage | 12744 | Mortgage Brokering | Yes | Concluded | 07-25-2025 |
| Upanshuman Pandey | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Concluded | 07-25-2025 | |
| Varinder Singh Virk | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Concluded | 07-25-2025 | |
| 2748204 Ontario Inc. o/a Flex Home Loans | Enforcement Action | Mortgage Administrator | 13354 | Mortgage Brokering | Yes | Ongoing | 07-04-2025 |
| Michael Yosher | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Ongoing | 07-04-2025 | |
| Anusuya Gobinathan | Enforcement Action | Unlicensed | Health Service Providers | Yes | Concluded | 06-24-2025 |
