Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations. Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.
View enforcement actions and warnings
- To locate information for an individual or organization, use the search field or filters.
- When the results appear, select a name from the table to view details.
| Name | Type | License Type | License # | Sector | Related Files | Status | Notice Date |
|---|---|---|---|---|---|---|---|
| Ishaan Ahuja | Enforcement Action | Unlicensed | Insurance | No | Ongoing | 12-05-2024 | |
| Samuel Dawson | Enforcement Action | Unlicensed | Mortgage Brokering | No | Concluded | 12-05-2024 | |
| Rahman Mohammed | Enforcement Action | Mortgage Broker | M16001119 | Mortgage Brokering | No | Ongoing | 12-03-2024 |
| Viviana Prentice | Enforcement Action | Mortgage Agent | M08010314 | Mortgage Brokering | No | Ongoing | 12-03-2024 |
| Iftikhar Ahmad Qadeer | Enforcement Action | Unlicensed | Mortgage Brokering | No | Ongoing | 11-29-2024 | |
| Renkai Lin | Enforcement Action | Mortgage Broker | M18000659 | Mortgage Brokering | Yes | Ongoing | 11-29-2024 |
| ZK Financial Inc. | Enforcement Action | Mortgage Brokerage | 13335 | Mortgage Brokering | Yes | Ongoing | 11-29-2024 |
| Jaswinder Dhanoa | Enforcement Action | Unlicensed | Mortgage Brokering | No | Concluded | 11-27-2024 | |
| Sumit Pal Singh | Enforcement Action | Mortgage Agent | M20001196 | Mortgage Brokering | No | Ongoing | 11-25-2024 |
| 1550739 Ontario Inc. | Enforcement Action | Unlicensed | Life and Health Insurance | Yes | Concluded | 11-21-2024 |
