Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations.  Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.

View enforcement actions and warnings

  • To locate information for an individual or organization, use the search field or filters.
  • When the results appear, select a name from the table to view details.



License Type

Notice Date (MM/DD/YYYY)




NameTypeLicense TypeLicense #SectorRelated FilesStatusNotice Datesorted descending
Dewan AhmedEnforcement ActionUnlicensedMortgage BrokeringNoOngoing11-23-2023
Romeo VitelliEnforcement ActionUnlicensedHealth Service ProvidersNoConcluded11-22-2023
Rapport Credit Union LimitedEnforcement ActionCredit UnionCredit Unions and Deposit InsuranceNoConcluded11-15-2023
Canada Forgings Inc.Enforcement ActionPension Plan AdministratorPensionsYesConcluded11-10-2023
Canada Forgings Inc.Enforcement ActionPension Plan EmployerPensionsYesConcluded11-10-2023
Gregory Joseph MartelEnforcement ActionMortgage BrokerM14001465Mortgage BrokeringYesOngoing11-10-2023
Jaswinder DhanoaEnforcement ActionUnlicensedMortgage BrokeringNoOngoing11-06-2023
Padilla Financial Services Inc. Enforcement ActionInsurance Company30546MLife and Health InsuranceNoConcluded11-02-2023
James HookerEnforcement ActionMortgage AgentM21000242Mortgage BrokeringNoOngoing10-30-2023
Ivan Charles HuskinsEnforcement ActionInsurance Agent07099184Life and Health InsuranceNoConcluded10-23-2023

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