Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations.  Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.

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Sector

License Type

Notice Date (MM/DD/YYYY)

Status

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To


NameTypeLicense TypeLicense #SectorRelated FilesStatusNotice Datesorted descending
Yujun (Janet) ShiEnforcement ActionUnlicensedMortgage BrokeringYesConcluded03-17-2025
Hero Life InsuranceWarningUnlicensedProperty and Other InsuranceNoConcluded03-12-2025
Loretto Ifeoma OkaforEnforcement ActionUnlicensedLife and Health InsuranceNoConcluded03-07-2025
Cheng (Kevin) QiEnforcement ActionInsurance Agent17157275Life and Health InsuranceYesConcluded03-06-2025
Hui Wen (Polly) LiuEnforcement ActionInsurance Agent12129028Life and Health InsuranceYesConcluded03-06-2025
Maryam HasaballahEnforcement ActionUnlicensedMortgage BrokeringNoConcluded02-28-2025
Daniel LathEnforcement ActionInsurance Agent17157779Life and Health InsuranceNoConcluded02-24-2025
Yan Jiang, also known as yan jiang, also known as yan JiangEnforcement ActionUnlicensedHealth Service ProvidersNoConcluded02-20-2025
Monarch Mortgage Group Inc.Enforcement ActionMortgage Brokerage12930Mortgage BrokeringYesConcluded02-19-2025
Victor PecaEnforcement ActionMortgage BrokerM09001613Mortgage BrokeringYesConcluded02-19-2025

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