Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations. Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.
View enforcement actions and warnings
- To locate information for an individual or organization, use the search field or filters.
- When the results appear, select a name from the table to view details.
| Name | Type | License Type | License # | Sector | Related Files | Status | Notice Date |
|---|---|---|---|---|---|---|---|
| Dewan Ahmed | Enforcement Action | Unlicensed | Mortgage Brokering | No | Ongoing | 11-23-2023 | |
| Romeo Vitelli | Enforcement Action | Unlicensed | Health Service Providers | No | Concluded | 11-22-2023 | |
| Rapport Credit Union Limited | Enforcement Action | Credit Union | Credit Unions and Deposit Insurance | No | Concluded | 11-15-2023 | |
| Canada Forgings Inc. | Enforcement Action | Pension Plan Administrator | Pensions | Yes | Concluded | 11-10-2023 | |
| Canada Forgings Inc. | Enforcement Action | Pension Plan Employer | Pensions | Yes | Concluded | 11-10-2023 | |
| Gregory Joseph Martel | Enforcement Action | Mortgage Broker | M14001465 | Mortgage Brokering | Yes | Ongoing | 11-10-2023 |
| Jaswinder Dhanoa | Enforcement Action | Unlicensed | Mortgage Brokering | No | Ongoing | 11-06-2023 | |
| Padilla Financial Services Inc. | Enforcement Action | Insurance Company | 30546M | Life and Health Insurance | No | Concluded | 11-02-2023 |
| James Hooker | Enforcement Action | Mortgage Agent | M21000242 | Mortgage Brokering | No | Ongoing | 10-30-2023 |
| Ivan Charles Huskins | Enforcement Action | Insurance Agent | 07099184 | Life and Health Insurance | No | Concluded | 10-23-2023 |
