Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations. Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.
View enforcement actions and warnings
- To locate information for an individual or organization, use the search field or filters.
- When the results appear, select a name from the table to view details.
| Name | Type | License Type | License # | Sector | Related Files | Status | Notice Date |
|---|---|---|---|---|---|---|---|
| Yujun (Janet) Shi | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Concluded | 03-17-2025 | |
| Loretto Ifeoma Okafor | Enforcement Action | Unlicensed | Life and Health Insurance | No | Concluded | 03-07-2025 | |
| Cheng (Kevin) Qi | Enforcement Action | Insurance Agent | 17157275 | Life and Health Insurance | Yes | Concluded | 03-06-2025 |
| Hui Wen (Polly) Liu | Enforcement Action | Insurance Agent | 12129028 | Life and Health Insurance | Yes | Concluded | 03-06-2025 |
| Maryam Hasaballah | Enforcement Action | Unlicensed | Mortgage Brokering | No | Concluded | 02-28-2025 | |
| Daniel Lath | Enforcement Action | Insurance Agent | 17157779 | Life and Health Insurance | No | Concluded | 02-24-2025 |
| Yan Jiang, also known as yan jiang, also known as yan Jiang | Enforcement Action | Unlicensed | Health Service Providers | No | Concluded | 02-20-2025 | |
| Monarch Mortgage Group Inc. | Enforcement Action | Mortgage Brokerage | 12930 | Mortgage Brokering | Yes | Concluded | 02-19-2025 |
| Victor Peca | Enforcement Action | Mortgage Broker | M09001613 | Mortgage Brokering | Yes | Concluded | 02-19-2025 |
| Shah Ata Hussain Faridi | Enforcement Action | Mortgage Agent | M22003712 | Mortgage Brokering | No | Concluded | 02-18-2025 |
