Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations. Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.
View enforcement actions and warnings
- To locate information for an individual or organization, use the search field or filters.
- When the results appear, select a name from the table to view details.
| Name | Type | License Type | License # | Sector | Related Files | Status | Notice Date |
|---|---|---|---|---|---|---|---|
| Diamond Capital Investments Inc. | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Ongoing | 10-10-2024 | |
| Raouf Ghadrdoust | Enforcement Action | Mortgage Agent | M08005556 | Mortgage Brokering | No | Ongoing | 10-10-2024 |
| Sabine Quattrociocchi | Enforcement Action | Mortgage Agent | M17000871 | Mortgage Brokering | Yes | Ongoing | 10-10-2024 |
| Maurice Aziz | Enforcement Action | Unlicensed | Insurance | No | Concluded | 10-09-2024 | |
| 1539339 Ontario Inc. | Enforcement Action | Unlicensed | Mortgage Brokering | Yes | Ongoing | 10-04-2024 | |
| Harpinder "Nancy" Deol | Enforcement Action | Unlicensed | M08006362 | Mortgage Brokering | Yes | Ongoing | 10-04-2024 |
| Neuromotion Therapy Center | Enforcement Action | Health Care Providers | SP17663 | Insurance | No | Concluded | 09-25-2024 |
| Avraj Singh Dulay | Enforcement Action | Unlicensed | Mortgage Brokering | No | Ongoing | 09-20-2024 | |
| Sivashanthi Vijayakumaran | Enforcement Action | Unlicensed | Life and Health Insurance | No | Concluded | 09-19-2024 | |
| Cheng (Kevin) Qi | Enforcement Action | Insurance Agent | 17157275 | Life and Health Insurance | Yes | Ongoing | 09-11-2024 |
