Make an informed choice when looking for services within the sectors we regulate. This page lists enforcement actions and warning notices for individuals or companies that are not following the law. Enforcement actions are formal legal actions initiated by FSRA against individuals or organizations.  Warning notices are news items that inform you about individuals or organizations that FSRA believes may be involved in activities that could put you at risk.

View enforcement actions and warnings

  • To locate information for an individual or organization, use the search field or filters.
  • When the results appear, select a name from the table to view details.



License Type

Notice Date (MM/DD/YYYY)




NameTypeLicense TypeLicense #SectorRelated FilesStatusNotice Datesorted descending
James MichalopoulosEnforcement ActionMortgage AgentM21000852Mortgage BrokeringNoConcluded04-18-2024
Yashna Singh Enforcement ActionUnlicensedM08005802Mortgage BrokeringNoOngoing04-15-2024
Dean WrightWarningUnlicensedLife and Health InsuranceNoConcluded04-12-2024
Andi EfoviaWarningUnlicensedProperty and Other InsuranceNoOngoing04-10-2024
1000532009 Ontario Ltd.Enforcement ActionUnlicensedInsuranceYesOngoing04-05-2024
Ana Huang YuEnforcement ActionInsurance Agent22208996InsuranceYesOngoing04-05-2024
Andres Antonio Hernandez SilvaEnforcement ActionInsurance Agent18170325InsuranceYesOngoing04-05-2024
Carmen Munoz GutierrezEnforcement ActionInsurance Agent20179842InsuranceYesOngoing04-05-2024
Daumier Financial Services Inc. o/a Daumier Financial Services Ltd.Enforcement ActionCorporate Insurance Agency36875MInsuranceYesOngoing04-05-2024
Maylin Rodriguez PerezEnforcement ActionInsurance Agent22207986InsuranceYesOngoing04-05-2024

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